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[Code of Federal Regulations]
[Title 29, Volume 8]
[Revised as of July 1, 2007]
From the U.S. Government Printing Office via GPO Access
[CITE: 29CFR1926.651]

[Page 368-370]
 
                             TITLE 29--LABOR
 
CHAPTER XVII--OCCUPATIONAL SAFETY AND HEALTH ADMINISTRATION, DEPARTMENT 
                                OF LABOR
 
PART 1926_SAFETY AND HEALTH REGULATIONS FOR CONSTRUCTION--Table of Contents
 
                          Subpart P_Excavations
 
Sec. 1926.651  Specific excavation requirements.

    (a) Surface encumbrances. All surface encumbrances that are located 
so as to create a hazard to employees shall be removed or supported, as 
necessary, to safeguard employees.
    (b) Underground installations. (1) The estimated location of utility 
installations, such as sewer, telephone, fuel, electric, water lines, or 
any other underground installations that reasonably may be expected to 
be encountered during excavation work, shall be determined prior to 
opening an excavation.
    (2) Utility companies or owners shall be contacted within 
established or customary local response times, advised of the proposed 
work, and asked to establish the location of the utility underground 
installations prior to the start of actual excavation. When utility 
companies or owners cannot respond to a request to locate underground 
utility installations within 24 hours (unless a longer period is 
required by state or local law), or cannot establish the exact location 
of these installations, the employer may proceed, provided the employer 
does so with caution, and provided detection equipment or other 
acceptable means to locate utility installations are used.
    (3) When excavation operations approach the estimated location of 
underground installations, the exact location of the installations shall 
be determined by safe and acceptable means.
    (4) While the excavation is open, underground installations shall be 
protected, supported or removed as necessary to safeguard employees.
    (c) Access and egress--(1) Structural ramps. (i) Structural ramps 
that are used solely by employees as a means of access or egress from 
excavations shall be designed by a competent person. Structural ramps 
used for access or egress of equipment shall be designed by a competent 
person qualified in structural design, and shall be constructed in 
accordance with the design.
    (ii) Ramps and runways constructed of two or more structural members 
shall have the structural members connected together to prevent 
displacement.
    (iii) Structural members used for ramps and runways shall be of 
uniform thickness.
    (iv) Cleats or other appropriate means used to connect runway 
structural members shall be attached to the bottom of the runway or 
shall be attached in a manner to prevent tripping.
    (v) Structural ramps used in lieu of steps shall be provided with 
cleats or other surface treatments on the top surface to prevent 
slipping.
    (2) Means of egress from trench excavations. A stairway, ladder, 
ramp or other safe means of egress shall be located in trench 
excavations that are 4 feet (1.22 m) or more in depth so as to require 
no more than 25 feet (7.62 m) of lateral travel for employees.
    (d) Exposure to vehicular traffic. Employees exposed to public 
vehicular traffic shall be provided with, and shall wear, warning vests 
or other suitable garments marked with or made of reflectorized or high-
visibility material.
    (e) Exposure to falling loads. No employee shall be permitted 
underneath loads handled by lifting or digging equipment. Employees 
shall be required to stand away from any vehicle being loaded or 
unloaded to avoid being struck by any spillage or falling materials. 
Operators may remain in the cabs of vehicles being loaded or unloaded 
when the vehicles are equipped, in accordance with Sec. 1926.601(b)(6), 
to provide adequate protection for the operator during loading and 
unloading operations.

[[Page 369]]

    (f) Warning system for mobile equipment. When mobile equipment is 
operated adjacent to an excavation, or when such equipment is required 
to approach the edge of an excavation, and the operator does not have a 
clear and direct view of the edge of the excavation, a warning system 
shall be utilized such as barricades, hand or mechanical signals, or 
stop logs. If possible, the grade should be away from the excavation.
    (g) Hazardous atmospheres--(1) Testing and controls. In addition to 
the requirements set forth in subparts D and E of this part (29 CFR 
1926.50-1926.107) to prevent exposure to harmful levels of atmospheric 
contaminants and to assure acceptable atmospheric conditions, the 
following requirements shall apply:
    (i) Where oxygen deficiency (atmospheres containing less than 19.5 
percent oxygen) or a hazardous atmosphere exists or could reasonably be 
expected to exist, such as in excavations in landfill areas or 
excavations in areas where hazardous substances are stored nearby, the 
atmospheres in the excavation shall be tested before employees enter 
excavations greater than 4 feet (1.22 m) in depth.
    (ii) Adequate precautions shall be taken to prevent employee 
exposure to atmospheres containing less than 19.5 percent oxygen and 
other hazardous atmospheres. These precautions include providing proper 
respiratory protection or ventilation in accordance with subparts D and 
E of this part respectively.
    (iii) Adequate precaution shall be taken such as providing 
ventilation, to prevent employee exposure to an atmosphere containing a 
concentration of a flammable gas in excess of 20 percent of the lower 
flammable limit of the gas.
    (iv) When controls are used that are intended to reduce the level of 
atmospheric contaminants to acceptable levels, testing shall be 
conducted as often as necessary to ensure that the atmosphere remains 
safe.
    (2) Emergency rescue equipment. (i) Emergency rescue equipment, such 
as breathing apparatus, a safety harness and line, or a basket 
stretcher, shall be readily available where hazardous atmospheric 
conditions exist or may reasonably be expected to develop during work in 
an excavation. This equipment shall be attended when in use.
    (ii) Employees entering bell-bottom pier holes, or other similar 
deep and confined footing excavations, shall wear a harness with a life-
line securely attached to it. The lifeline shall be separate from any 
line used to handle materials, and shall be individually attended at all 
times while the employee wearing the lifeline is in the excavation.
    (h) Protection from hazards associated with water accumulation. (1) 
Employees shall not work in excavations in which there is accumulated 
water, or in excavations in which water is accumulating, unless adequate 
precautions have been taken to protect employees against the hazards 
posed by water accumulation. The precautions necessary to protect 
employees adequately vary with each situation, but could include special 
support or shield systems to protect from cave-ins, water removal to 
control the level of accumulating water, or use of a safety harness and 
lifeline.
    (2) If water is controlled or prevented from accumulating by the use 
of water removal equipment, the water removal equipment and operations 
shall be monitored by a competent person to ensure proper operation.
    (3) If excavation work interrupts the natural drainage of surface 
water (such as streams), diversion ditches, dikes, or other suitable 
means shall be used to prevent surface water from entering the 
excavation and to provide adequate drainage of the area adjacent to the 
excavation. Excavations subject to runoff from heavy rains will require 
an inspection by a competent person and compliance with paragraphs 
(h)(1) and (h)(2) of this section.
    (i) Stability of adjacent structures. (1) Where the stability of 
adjoining buildings, walls, or other structures is endangered by 
excavation operations, support systems such as shoring, bracing, or 
underpinning shall be provided to ensure the stability of such 
structures for the protection of employees.
    (2) Excavation below the level of the base or footing of any 
foundation or retaining wall that could be reasonably

[[Page 370]]

expected to pose a hazard to employees shall not be permitted except 
when:
    (i) A support system, such as underpinning, is provided to ensure 
the safety of employees and the stability of the structure; or
    (ii) The excavation is in stable rock; or
    (iii) A registered professional engineer has approved the 
determination that the structure is sufficently removed from the 
excavation so as to be unaffected by the excavation activity; or
    (iv) A registered professional engineer has approved the 
determination that such excavation work will not pose a hazard to 
employees.
    (3) Sidewalks, pavements, and appurtenant structure shall not be 
undermined unless a support system or another method of protection is 
provided to protect employees from the possible collapse of such 
structures.
    (j) Protection of employees from loose rock or soil. (1) Adequate 
protection shall be provided to protect employees from loose rock or 
soil that could pose a hazard by falling or rolling from an excavation 
face. Such protection shall consist of scaling to remove loose material; 
installation of protective barricades at intervals as necessary on the 
face to stop and contain falling material; or other means that provide 
equivalent protection.
    (2) Employees shall be protected from excavated or other materials 
or equipment that could pose a hazard by falling or rolling into 
excavations. Protection shall be provided by placing and keeping such 
materials or equipment at least 2 feet (.61 m) from the edge of 
excavations, or by the use of retaining devices that are sufficient to 
prevent materials or equipment from falling or rolling into excavations, 
or by a combination of both if necessary.
    (k) Inspections. (1) Daily inspections of excavations, the adjacent 
areas, and protective systems shall be made by a competent person for 
evidence of a situation that could result in possible cave-ins, 
indications of failure of protective systems, hazardous atmospheres, or 
other hazardous conditions. An inspection shall be conducted by the 
competent person prior to the start of work and as needed throughout the 
shift. Inspections shall also be made after every rainstorm or other 
hazard increasing occurrence. These inspections are only required when 
employee exposure can be reasonably anticipated.
    (2) Where the competent person finds evidence of a situation that 
could result in a possible cave-in, indications of failure of protective 
systems, hazardous atmospheres, or other hazardous conditions, exposed 
employees shall be removed from the hazardous area until the necessary 
precautions have been taken to ensure their safety.
    (l) Walkways shall be provided where employees or equipment are 
required or permitted to cross over excavations. Guardrails which comply 
with Sec. 1926.502(b) shall be provided where walkways are 6 feet (1.8 
m) or more above lower levels.

[54 FR 45959, Oct. 31, 1989, as amended by 59 FR 40730, Aug. 9, 1994]





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